UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*
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Capital Southwest Corporation
- --------------------------------------------------------------------------------
(Name of Issuer)
Common
- --------------------------------------------------------------------------------
(Title of Class of Securities)
140501107
---------------------------------------------
(CUSIP Number)
December 31, 2001
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
13G
CUSIP No. 140501107
------------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON /
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Artisan Partners Limited Partnership
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see Instructions)
(a) [ ]
Not Applicable
(b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5 SOLE VOTING POWER
NUMBER OF None
SHARES ---------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH 311,203
REPORTING ---------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
None
---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
311,203
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
311,203
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see Instructions)
Not Applicable
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
(see Instructions)
IA
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13G
CUSIP No. 140501107
------------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON /
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Artisan Investment Corporation
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see Instructions)
(a) [ ]
Not Applicable
(b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Wisconsin
- -------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF None
SHARES ---------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH 311,203
REPORTING ---------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
None
---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
311,203
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
311,203
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see Instructions)
Not Applicable
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
(see Instructions)
CO
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13G
CUSIP No. 140501107
------------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON /
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Andrew A. Ziegler
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see Instructions)
(a) [ ]
Not Applicable
(b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF None
SHARES ---------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH 311,203
REPORTING ---------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
None
---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
311,203
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
311,203
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see Instructions)
Not Applicable
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
(see Instructions)
IN
- -------------------------------------------------------------------------------
13G
CUSIP No. 140501107
------------------------
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON /
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Carlene Murphy Ziegler
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see Instructions)
(a) [ ]
Not Applicable
(b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF None
SHARES ---------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH 311,203
REPORTING ---------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
None
---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
311,203
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
311,203
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see Instructions)
Not Applicable
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
(see Instructions)
IN
- -------------------------------------------------------------------------------
Item 1(a) Name of Issuer:
Capital Southwest Corporation
Item 1(b) Address of Issuer's Principal Executive Offices:
12900 Preston Road
Suite 700
Dallas, Texas 75230
Item 2(a) Name of Person Filing:
Artisan Partners Limited Partnership ("Artisan
Partners")
Artisan Investment Corporation, the general partner of
Artisan Partners ("Artisan Corp.")
Andrew A. Ziegler
Carlene Murphy Ziegler
Item 2(b) Address of Principal Business Office:
Artisan Partners, Artisan Corp., Mr. Ziegler and
Ms. Ziegler are all located at:
1000 North Water Street, #1770
Milwaukee, WI 53202
Item 2(c) Citizenship:
Artisan Partners is a Delaware limited partnership
Artisan Corp. is a Wisconsin corporation Mr. Ziegler
and Ms. Ziegler are U.S. citizens
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) CUSIP Number:
140501107
Item 3 Type of Person:
(e) Artisan Partners is an investment adviser
registered under section 203 of the Investment
Advisers Act of 1940; Artisan Corp. is the General
Partner of Artisan Partners; Mr. Ziegler and
Ms. Ziegler are the principal stockholders of
Artisan Corp.
Item 4 Ownership (at December 31, 2001):
(a) Amount owned "beneficially" within the meaning
of rule 13d-3:
311,203
(b) Percent of class:
8.1% (based on 3,829,051 shares outstanding as
of January 31, 2002)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the
vote: None
(ii) shared power to vote or to direct
the vote: 311,203
(iii) sole power to dispose or to direct
the disposition of: None
(iv) shared power to dispose or to direct
disposition of: 311,203
Item 5 Ownership of Five Percent or Less of a Class:
Not Applicable
Item 6 Ownership of More than Five Percent on Behalf of Another
Person:
The shares reported herein have been
acquired on behalf of discretionary clients
of Artisan Partners. Persons other than
Artisan Partners are entitled to receive all
dividends from, and proceeds from the sale
of, those shares. None of those persons, to
the knowledge of Artisan Partners, Artisan
Corp., Mr. Ziegler or Ms. Ziegler, has an
economic interest in more than 5% of the
class.
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company or Control Person:
Not Applicable
Item 8 Identification and Classification of Members of the Group:
Not Applicable
Item 9 Notice of Dissolution of Group:
Not Applicable
Item 10 Certification:
By signing below I certify that, to the best
of my knowledge and belief, the securities
referred to above were acquired and are held
in the ordinary course of business and were
not acquired and are not held for the
purpose of or with the effect of changing or
influencing the control of the issuer of the
securities and were not acquired and are not
held in connection with or as a participant
in any transaction having that purpose or
effect.
Signature
---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 2002
ARTISAN INVESTMENT CORPORATION
for itself and as general partner of
ARTISAN PARTNERS LIMITED PARTNERSHIP
By: /s/ Andrew A. Ziegler
-----------------------------------
Andrew A. Ziegler
President
ANDREW A. ZIEGLER
/s/ Andrew A. Ziegler
--------------------------------------
CARLENE MURPHY ZIEGLER
/s/ Carlene Murphy Ziegler
--------------------------------------
Exhibit Index
-------------
Exhibit 1 Joint Filing Agreement dated as of February 13, 2002 by and
among Artisan Partners Limited Partnership, Artisan Investment
Corporation, Andrew A. Ziegler, and Carlene Murphy Ziegler
EXHIBIT 1
JOINT FILING AGREEMENT
The undersigned hereby agree to the joint filing of the Schedule 13G to
which this Agreement is attached.
Dated: February 13, 2002
ARTISAN INVESTMENT CORPORATION
for itself and as general partner of
ARTISAN PARTNERS LIMITED PARTNERSHIP
By: /s/ Andrew A. Ziegler
-----------------------------------
Andrew A. Ziegler
President
ANDREW A. ZIEGLER
/s/ Andrew A. Ziegler
---------------------------------------
CARLENE MURPHY ZIEGLER
/s/ Carlene Murphy Ziegler
----------------------------------------